Automatic Data Processing, Inc.
Roseland, NJ, United States
Audit, Compliance, Executive, Manager
Compliance Audit Director
Posted Date:November 13, 2019
At ADP we are driven by your success. We engage your unique talents and perspectives. We welcome your ideas on how to do things differently and better. In your efforts to achieve, learn and grow, we support you all the way. If success motivates you, you belong at ADP.
Insightful Expertise is a core value at ADP and in Corporate Audit, our colleagues around the world depend on us for that. Whether it’s a new product in development, a new technology under consideration, a new business acquisition or a new office opening – Corporate Audit plays a critical role in ADP’s growth. We are a passionate partner committed to ADP’s success – and are looking for like-minded individuals who want to be part of our winning team.
ADP is currently seeking a Compliance Audit Director to join the Internal Audit team.
Provides thought leadership and strategic direction for the global compliance audit function, including:
Conducts comprehensive assessments of compliance processes and functions and is actively engaged in the audit process from planning to issuance of the audit report
Proactively assesses risks and executes the audit plan, resulting in timely audit deliverables, resolving and communicating issues or problems in an appropriate manner
Leads the development of compliance-related dashboards intended to inform our audits and serve as a resource for Global Compliance team
Manages bi-monthly discussions with the Head of Global Compliance and periodic open observation discussions with senior members of the Legal department
Evaluating Business Process Improvement (BPI) proposals and the impact on the control environment is critical. Utilization of data analytics to drive testing effectiveness and efficiency is required.
Lead a team (internal, external and remote) that delivers compliance audits of business units, functions and processes. Perform and/or supervise the performance of the following with little or no supervision:
Conduct preliminary surveys of audit areas to define scope
Prepare planning / scoping memos and engagement letters
Develop audit programs ensuring complete coverage and analysis of assigned areas
Prepare audit reports and review findings with IAD management and the client
Act as department resource for knowledge in a critical subject matter area and / or of key business processes
Review associates’ work and provide feedback; provide regular performance evaluations (both formal and informal); ensure development of staff consistent with competency requirements of departmental standards and meeting ADP’s internal training expectations
Provide quality control and ensure that all work is performed, documented and retained according to departmental standards
Ensure that issues or problems are addressed and communicated appropriately in a timely manner.
Develops and communicates recommendations which resolve or prevent errors and enhance controls or efficiency within the audited entity
Provides timely status reports to VP, Integrated Assurance Audit regarding progress of activities and issues
Serve as project manager of moderate to large audits with moderate to high complexity and perform audits and special reviews as requested
Serve as administrative leader for remote team responsible for operational, compliance, strategic and financial audits
Formally meet with client senior management to discuss audit issues and agree on a recommended course of action
Draft and issue audit reports in accordance with department standards and metrics
Supervise and participate in the completion of multiple assignments on time and within budget, while meeting quality standards
Support the continuous risk assessment process and the development of the integrated assurance audit plan
Support the VP, Integrated Assurance Audit with both the oversight of audit work performed at the Trust Company and communications with the Trust Company Audit Committee
Develop annual budget with VP, Integrated Assurance Audit and manage to budget throughout the year
Education: Bachelor’s Degree required plus one professionally recognized certification (Certified Internal Auditor (CIA) or equivalent certification in Public Accounting, Internal Auditing or Risk), MBA a plus
Experience: 10 years of audit experience with proficiency in the following areas:
Operational and compliance auditing
Business process improvement
Operational processing environments
Information technology / security / continuity (working knowledge)
Sarbanes-Oxley / SOC 1 (for reliance purposes)
Anti-Bribery Compliance and Anti-Money Laundering auditing experience preferred
Experience must demonstrate operational and compliance risk thought leadership, data analysis, collaboration, project management, change management and communication skills
Moderate out of town and local travel required
We’re designing a better way to work, so you can achieve what you’re working for. Consistently named one of the ‘Most Admired Companies’ by FORTUNE® Magazine, and recognized by DiversityInc® as one of the ‘Top 50 Companies for Diversity,’ ADP works with more than 740,000 organizations across the globe to help their people work smarter, embrace new challenges, and unleash their talent. “Always Designing for People” means we’re creating platforms that will transform how great work gets done, so together we can unlock a world of opportunity.
At ADP, we believe that diversity fuels innovation. ADP is committed to equal employment opportunities regardless of race, color, genetic information, creed, religion, sex, sexual orientation, gender identity, lawful alien status, national origin, age, marital status, or protected veteran status. We support an inclusive workplace where associates excel based on personal merit, qualifications, experience, ability, and job performance.
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Automatic Data Processing, Inc.
Website : http://www.adp.com