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Asset and Wealth Management - Audit Manager for Chase Wealth Management - Vice President - Military veterans preferred

Company name
JPMorgan Chase & Co,

Location
Chicago, IL

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JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets\u00a0and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world\u2019s most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. Information about JPMorgan Chase & Co. is available at http://www.jpmorganchase.com/\u00a0J.P. Morgan is a global leader in Asset Management, serving institutional, high net worth and retail clients in every major market throughout the world through the following client businesses: J.P. Morgan Asset Management, Highbridge Capital Management, and Wealth Management which includes the Private Bank and J.P. Morgan Securities. AM offers global investment management in equities, fixed income, real estate, hedge funds, private equity and liquidity, including money market instruments and bank deposits. AM also provides trust and estate, banking and brokerage services to high-net-worth clients, and retirement services for corporations and individuals. \u00a0The JPMorgan Chase & Co Audit Department is accountable to the Audit and Examining Committee of the Board of Directors, the Office of the Chairman, senior management and our global and local regulators. The global Audit Department has in excess of 1,000 Audit Officers. \u00a0The Asset and Wealth Management (AWM)\u00a0Audit Team is responsible for assessing the adequacy of the control environments across all the AWM businesses including Global Wealth Management, Investment Management, and Highbridge. This is achieved through a program of audit coverage which is performed and managed by a global team of integrated technology and financial business specialists. \u00a0The Chase Wealth Management (CWM) Audit Team, which is part of the Asset and Wealth Management Audit Team, is responsible for assessing the overall control environment across the Chase Investments, Chase Private Client and J.P. Morgan Securities channels in the United States.\u00a0The CWM Auditor role will be based in New York (alternate location: Chicago, IL), and will be responsible for assisting with the ongoing risk assessment, control identification, audit testing, report drafting and continuous monitoring activities
As an Auditor on the Chase Wealth Management (CWM) team, you will be responsible for the following:

Participate in audit activities including risk assessments, audit planning, audit testing, control evaluation, report drafting, work paper documentation and follow up and verification of issue closure.

Partner with colleagues, clients and control community members to develop, evaluate, test and report on the adequacy and effectiveness of control environment. This is conducted in accordance with department and professional standards and will require the presentation of issue root cause to senior client management.

Build and maintain key relationships with stakeholders, establishing a culture of engagement while adding value by recommending best practice solutions to issues.

Partner with other groups within Audit as appropriate to ensure the delivery of a seamless program of audit coverage.

Contribute to a business climate and culture that encourages integrity, respect, excellence and innovation.

\u00a0
Bachelor's degree (or relevant financial services experience) required
At least 8 years of Asset Management/Wealth Management audit or business experience
Detailed knowledge of products and services provided within a Global Wealth Management business including investment management,\u00a0discretionary activity fiduciary requirements and\u00a0brokerage
Knowledge of applicable laws and regulatory requirements banking (specifically OCC 12 CFR 9) and broker/dealer regulations
Proven ability to build strong partnerships with key stakeholders, desire to learn quickly, be flexible and think strategically
Proven ability to be able to multi task and be able to change priorities
Works well individually, and in teams, shares information, supports colleagues and encourages participation
Strong skills in time management, problem solving, written and oral communication
Enthusiastic, self-motivated, effective under pressure and willing to take personal risk and accountability
Strong analytical skills particularly in regard to assessing the probability and impact of an internal control weakness
Excellent verbal and written communication skills with the ability to present complex and sensitive issues to senior management in a persuasive manner
Be prepared to travel to the business locations
Minimum Bachelors degree in Accounting, Finance, Economics or related discipline
Professional accountancy qualification and/or other professional certifications, such as CFIRS, Series 7, or CFA are a plus.
Any candidates who don\u2019t meet the full requirements for the Vice President role will be considered for an Associate role
See Job Description

Company info

JPMorgan Chase & Co,
Website : http://www.jpmorganchase.com

Company Profile
JPMorgan Chase (NYSE: JPM) is one of the oldest financial institutions in the United States. With a history dating back over 200 years, here's where we stand today: JPMorgan Chase (NYSE: JPM) is one of the oldest financial institutions in the United States. With a history dating back over 200 years, here's where we stand today:

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