Job added in hotlist
Applied job
Contract job
90-day-old-job
part-time-job
Recruiter job
Employer job
Expanded search
Apply online not available
View more jobs in Boston, MA
View more jobs in Massachusetts

Job Details

Sr. Audit Analyst/Manager

Company name
Fidelity Brokerage Services LLC

Location
Boston, MA
12 hit(s)  

Profile

Boston, MA, USA

Job Type:

Permanent, Full time

Company:

Fidelity Investments

Posted on:

14 Feb 18

2018-02-14

Sr. Audit Analyst/Manager

The Expertise

We're Looking For

BA/BS in Accounting, Finance, or related field of study

Specific Broker/Dealer Audit or examinations experience strongly preferred.

3-8 years of external and internal audit (preferably financial services) experience or audit-related brokerage industry experience.

The Purpose

of Your Role

Corporate Audit's Examinations Team is responsible for conducting examinations across all of Fidelity's broker/dealers, which include Fidelity's retail and workplace investing Investor Centers and Phone Sites, as well as Fidelity's institutional and distribution organizations, capital markets trading desks, marketing groups, retail insurance sales, and other business groups.

The Skills

You Bring

Strong regulatory and business knowledge, analytical and problem-solving skills.

Strong presentation, written, and interpersonal communication skills

Ability to work on multiple tasks and manage team priorities and workload

In-depth knowledge of audit practices, tools, techniques, concepts, and trends

Team player who works constructively with others to achieve team goals

The Value

You Deliver

Conduct on-site visits to offices registered with Fidelity's broker/dealers, conducting internal reviews in support of annual examination requirements.

Mentor audit staff in areas to develop a broader skill base and level of understanding of risks.

Interview business unit principals and representatives and document results.

Identify and analyze risks through fieldwork, research, and preparation of formal reports.

Develop standardized examination programs for retail branches and institutional offices as well as develop and execute targeted audits of other groups.

Identify areas for control improvement and work with management to develop solutions.

Develop presentations for delivery within Corporate Audit as well as to Senior Client Management.

Respond to special requests from Senior Management.

Participate in and provide control guidance to management initiatives.

Participate in risk assessment and development of Annual Audit Plan.

Integrate/coordinate and conduct projects with other internal and external audit teams including PricewaterhouseCoopers.

Develop a strong relationship with clients to help manage risks proactively.

Travel is required up to 35% of the time.

How Your Work Impacts

the Organization

The Sr. Audit Exams Analyst / Manager works on an audit team with responsibility for evaluating risks and controls, conducting audit reviews, communicating issues and findings to local and senior management, devising solutions for business improvements, and following-up on remedial action plans. Completes tasks independently and frequently leads projects, giving feedback to less-experienced team members. Scope of work is broadly defined within a specific business and typically involves more complex processes or issues. Additionally, the Audit Manager will be responsible for helping to review the work of other team members to help ensure the accuracy and quality of examinations performed.At Fidelity, we are focused on making our financial expertise broadly accessible and effective in helping people live the lives they want. We are a privately held company that places a high degree of value in creating and nurturing a work environment that attracts the best talent and reflects our commitment to our associates. For information about working at Fidelity, visit FidelityCareers.com

We have openings in our Boston, MA, Covington, KY, Jersey City, NJ, and Westlake, TX offices.

Fidelity Investments is an equal opportunity employer.

Company Profile
Fidelity Investments has a rich and proud history. From our roots as a small mutual fund company, Fidelity has grown to become a leading provider of a wide range of services, including investment management, retirement planning, brokerage, and human resources and benefits outsourcing services.

Similar Jobs:
Compliance Auditor Undergraduate Summer Internship','1800954','!*!Summer Internship Program Experience Santander Bank’s Summer Internship Program provides participants with a meaningful, relevant work experience as part of their a...
IT Auditor Undergraduate Summer Internship','1800955','!*!Summer Internship Program Experience Santander Bank’s Summer Internship Program provides participants with a meaningful, relevant work experience as part of their academic ...
Risk Assurance | Internal Audit Experienced Associate (Boston) PwC i a network of firm committed to delivering quality in aurance, tax and adviory ervice. We help reolve complex iue for our client and identify opportunitie. Learn ...
By using Employment Crossing, I was able to find a job that I was qualified for and a place that I wanted to work at.
Madison Currin - Greenville, NC
  • All we do is research jobs.
  • Our team of researchers, programmers, and analysts find you jobs from over 1,000 career pages and other sources
  • Our members get more interviews and jobs than people who use "public job boards"
Shoot for the moon. Even if you miss it, you will land among the stars.
AuditorCrossing - #1 Job Aggregation and Private Job-Opening Research Service — The Most Quality Jobs Anywhere
AuditorCrossing is the first job consolidation service in the employment industry to seek to include every job that exists in the world.
Copyright © 2018 AuditorCrossing - All rights reserved. 168