Job added in hotlist
Applied job
Contract job
90-day-old-job
part-time-job
Recruiter job
Employer job
Expanded search
Apply online not available
View more jobs in New York City, NY
View more jobs in New York

Job Details

Audit Manager- Finance Capital ALM inc Liquidity Audit

Company name
HSBC Group

Location
New York City, NY

Apply for this job






23 hit(s)  

Profile

Audit Manager- Finance, Capital, ALM (inc Liquidity) Audit

Sector:

Asset Management

Sub Sector:

Traditional Asset Manager

Risk Type:

Operational

Participates in financial, operational, compliance and project audit examinations of Finance processes ( covering financial reporting and tax, capital planning and capital reporting , asset and liability management including liquidity reporting and related capital and liquidity stress testing activities, ) to independently and objectively identify and assess risks, evaluate adherence to controls and compliance with established policies, procedures and regulations, making recommendations for improvement. Perform quality audit work in accordance with Group Audit instruction Manual (AIM) requirements.

Impact on the Business

Draft audit reports and conclusions for each audit, ensuring reports accurately reflect audit findings documented in audit work papers. Ensure related risks, conclusions, root causes and recommendations are reasonable and well based. Design or approve computer-assisted audit techniques (CAATs). Subsequently review the exception reports to ensure that the team sufficiently analyzed and evaluated the data .. Ensures compliance monitoring is in place, including processes for management of operational risk, in accordance with Company and regulatory standards.

Leadership & Teamwork

Manages the audit planning process to include completion of the audit risk and controls matrix (RCM); manages on-site audit work to include staff work-paper review, conducting regular staff meetings and communication of audit issues to line senior and executive management. Assists the audit team in managing assigned areas of responsibility to establish timelines including following up of outstanding document, management information reporting requests and program updates. Maintains current knowledge of business, organizational, audit and technological changes as well as pertinent internal and regulatory policy and procedural requirements to ensure audit integrity, process innovation and service quality. Make adjustments to audit methods, programs and systems as appropriate. Provides targeted coaching and ongoing professional development to assigned staff. Draft audit evaluations for audit team. Completes other related duties as assigned, including participating in special projects and investigations, policy and procedures reviews, due diligence, reorganizations, consolidations and new products and systems. Support the Company's Diversity programs. Lead and develop an effective team through communication, performance management, development plans and reward/recognition practices. Promote an environment that supports diversity and reflects the HSBC brand.

Operational Effectiveness & Control

Review and assess Group and Company policies and effectiveness. Complete risk base audit planning and assign/manage tasks to staff and to execute assigned work. Periodically follows up on all audit issues reported to management. Follow up should verify that all issues noted have been corrected through the establishment of mitigating controls as noted in the recommendations of the audit report. Closure of high risk issues including validation should be discussed with Senior or Senior Audit Manager prior to closing the issue. Ensures identification of business process improvements for segments audited as appropriate, to enhance operational effectiveness, customer service quality and efficient use of Company resources. Complete other responsibilities, as assigned.

Management of Risk

Ensure compliance, operational risk controls in accordance with HSBC or regulatory standards and policies; and optimize relations with regulators by addressing any issues.

Observation of Internal Controls

Maintains HSBC internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators

Expectation of at least five years proven and progressive audit, business, and/or accounting experience or equivalent; experience with finance audits preferable (including financial reporting and tax, capital reporting and planning, asset liability management including liquidity reporting and related stress testing processes)

Minimum of a Bachelor's/Master's degree in business, accounting, finance and related field. Professional certification (s) preferred. Ability to work with a diverse group of individuals at all levels. Strong managerial, written and verbal communication skills, analytical, problem-solving, organizational, decision-making and interpersonal skills. Ability to exercise discretion, work independently within broad guidelines, tactfully handle sensitive and confidential data and complete assignments timely. Proficiency with personal computers as well as pertinent mainframe systems and software packages. Ability to work with a diverse group of individuals at all levels. Ability to travel.

EEO/AA/Minorities/Women/Disability/Veterans

Employment Type:

Full Time

Region/Country:

Americas, United States

States/Counties:

New York

City:

New York

Address:

Post Date:

01/11/2018

Featured jobs

INTERNSHIP - Market Risk Analyst

New York

INTERNSHIP - Credit Risk Analyst

New York

Senior Compliance Officer – Financial Crimes Testing & Monitoring Lead

New York

Featured employers

Advertise with us

Popular Countries:

United States

| Finland

| Germany

| Switzerland

| China

| Hong Kong

| Oman

| Africa

| South Africa

| Tunisia

Popular States:

Arkansas

| Arizona

| Florida

| Georgia

| Maryland

| North Carolina

| South Carolina

| View Other Popular States

Popular Risk Types:

Risk Jobs

| Risk Management Jobs

| Enterprise Jobs

| Market Jobs

| Operational Jobs

| Multiple Jobs

| Regulatory/Compliance Jobs

Resumes by Job Titles:

Compliance Analyst

| Risk Analyst

| Quantitative Analyst

| Risk Manager

| Risk Management Consultant

| Risk Officer

| View Other Resumes

Home

About us

Job search

Employer area

Contact us

Terms & conditions

Privacy policy

Risk Recruiter

Copyright © 2017 Global Risk Jobs | Powered by JobMount Job Board Software

| Job Wrapping

Company info

HSBC Group
Website : http://www.hsbc.com

Company Profile
The experiences of the past 148 years have formed the character of HSBC. A glance at our history explains why we believe in capital strength, in strict cost control and in building long-term relationships with customers. HSBC has weathered change in all forms – revolutions, economic crises, new technologies – and adapted to survive. The resulting corporate character enables HSBC to meet the challenges of the 21st century.

Similar Jobs:
Quality Audit Associate SI
location Edgewater, NJ
Quality Audit Associate SI in Edgewater Park New Jersey Bring your passion for fashion to today's Burlington Coat Factory. If you are interested in a career in retail, consider joining one of the largest off price retailers of app...
Lead Auditor
location Newark, NJ
Requisition ID: 39989 Job Function/Category: 55593 Employment Type: Exempt Full Time This is an exciting time to be joining PSEG. Our commitments, which include safety, integrity, customer focus, and diversity & inclusion, are ...
Staff Quality Systems Specialist II
location Franklin Lakes, NJ
Staff Quality Systems Specialist II at Becton Dickinson & CompanyAsset 1 Skip Navigation - Offerings - Company - Clinical Excellence - Support - Investors - United States - Company - Careers - Opportunities - Veteran Job Oppo...
I was facing the seven-year itch at my previous workplace. Thanks to EmploymentCrossing, I'm committed to a fantastic sales job in downtown Manhattan.
Joseph L - New York, NY
  • All we do is research jobs.
  • Our team of researchers, programmers, and analysts find you jobs from over 1,000 career pages and other sources
  • Our members get more interviews and jobs than people who use "public job boards"
Shoot for the moon. Even if you miss it, you will land among the stars.
AuditorCrossing - #1 Job Aggregation and Private Job-Opening Research Service — The Most Quality Jobs Anywhere
AuditorCrossing is the first job consolidation service in the employment industry to seek to include every job that exists in the world.
Copyright © 2018 AuditorCrossing - All rights reserved. 21