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Regulatory Jobs





Job info
 
Location
San Francisco, CA
Posted Date
Jul 15, 17
Info Source
Employer  - Full-Time   

... Sector: Capital Markets Risk Type: Regulatory/Compliance What sets Bank of the ... new or changes to existing regulatory impacted materials. 10. Assists HOC ... 11.A ssists in preparation for..

 
Location
New York City, NY
Posted Date
Jul 16, 17
Info Source
Employer  - Full-Time   

The Regulatory Reporting Analyst role is accountable to deliver through effective, efficient Sarbanes-Oxley, regulatory compliant finance processes, in accordance with local and consolidated GAAP, useable, accurate and timely financial information from ..

 
Location
Charlotte, NC
Posted Date
Jul 19, 17
Info Source
Employer  - Full-Time   

Job Req ID: 138481 Position Number: 00109874 Employment Type: Full Time Shift: Day Shift Details: Monday - Friday, 8:00am - 5:00pm Standard Hours: 40.00 Department Name: Facility Compliance Location: CHS Corporate Operations ..

 
Company
Location
Raleigh, NC
Posted Date
Jul 19, 17
Info Source
Employer  - Full-Time   

Manager, IT Audit and Compliance Key Responsibilities Responsible for assisting in the development and advancement of IT audit and compliance efforts pursuant Sarbanes-Oxley (SOX) Responsible for monitoring for compliance with organisational ..

 
Company
Location
Des Moines, IA
Posted Date
Jul 19, 17
Info Source
Employer  - Full-Time  

WELLS FARGO ENTERPRISE INFORMATION TECHNOLOGY* Technology at Wells Fargo is at the heart of what enables us to satisfy our customers’ financial needs and help them succeed financially. The Enterprise Information ..

 
Company
Location
Tyler, TX
Posted Date
Jul 19, 17
Info Source
Employer  - Full-Time  

The application opened in a new tab. By using this feature you agree to our Terms and Conditions and Privacy Policy Details Posted: July 4, 2017 Location: Tyler, Texas Salary: Open ..

 
Company
Location
San Francisco, CA
Posted Date
Jul 19, 17
Info Source
Employer  - Full-Time   

Role: Compliance Audit Specialist Location: San Jose/Menlo Park Join Accenture and help transform leading organizations and communities around the world. The sheer scale of our capabilities and client engagements and the ..

 
Location
New York City, NY
Posted Date
Jul 19, 17
Info Source
Employer  - Part-Time     

... Team with specific focus on Regulatory Reporting, Basel and Regulation W ... and Regulation W Risk Type: Regulatory/Compliance Expertise: Regulatory/Compliance Job Description: As a Bank ... requires you to..

 
Location
Coral Gables, FL
Posted Date
Jul 19, 17
Info Source
Employer  - Full-Time  90  

Compliance Auditor, Audit and Compliance, Full Time, 8:00 am - 4:30 pm','77167','!*!Coordinate compliance of all Baptist Health entities with certain laws, regulations, rules and internal policies applicable to the healthcare industry ..

 
Company
Location
West Des Moines, IA
Posted Date
Jul 19, 17
Info Source
Employer  - Full-Time  

Audit Services* conducts audits and reports the results of its work to the Audit & Examinations Committee of the Board of Directors. The results of internal audits are subject to periodic ..

 
Location
Portland, OR
Posted Date
Jul 19, 17
Info Source
Employer  - Full-Time   

Gov & Compliance Analyst IV in Portland Oregon If you want to make a positive difference and stand out from the crowd, you’ll fit in at The Standard (www.standard.com). Through our ..

 
Company
Location
Minneapolis, MN
Posted Date
Jul 19, 17
Info Source
Employer  - Full-Time   

Audit Manager-Risk Management & Compliance Audit Team Sector: Consulting Sub Sector: Generalist Consulting The Future: Like you, U.S. Bank has a bright future and remains the only large U. S. based ..

 
Company
Location
,
Posted Date
Jul 19, 17
Info Source
Employer  - Full-Time   

Overview: Founded in 1908, CIT (NYSE: CIT) is a financial holding company with more than $65 billion in assets. Its principal bank subsidiary, CIT Bank, N.A., (Member FDIC, Equal Housing Lender) ..

 
Location
Plano, TX
Posted Date
Jul 19, 17
Info Source
Employer  - Full-Time   

Senior Compliance Testing Associate- Financial Services Sector: Software Analytics Sub Sector: Non-Financial Corporate Plano Town Center (31064), United States of America, Plano, Texas At Capital One, we're building a leading information-based ..

 
Company
Location
Mc Lean, VA
Posted Date
Jul 19, 17
Info Source
Employer  - Full-Time   

Senior Risk and Compliance (SOx) Audit Consultant Sector: Consulting Sub Sector: Generalist Consulting Job Description Seeking a Senior Risk and Compliance (SOx) Audit Consultant. Become part of a growing employee-owned financial ..

 
Location
Davenport, IA
Posted Date
Jul 19, 17
Info Source
Employer  - Full-Time  

KEY RESPONSIBILITIES * Evaluate production processes for compliance with quality requirements. * Validate corrective action effectiveness. * Assist in development of audit plans, audit schedules. * Participate in quality audits and ..

 
Location
Deerfield, IL
Posted Date
Jul 19, 17
Info Source
Employer  - Full-Time   

Corporate Risk Management, Enterprise Policy Framework Project Manager Sector: Software Analytics Sub Sector: Non-Financial Corporate The Project Manager, Corporate Risk Management Enterprise Policy Management Framework assists in managing several key functions ..

 
Company
Location
Minneapolis, MN
Posted Date
Jul 20, 17
Info Source
Employer  - Full-Time   

Regulatory Liaison Audit Manager-Professional Practices in ... first. JOB SUMMARY The CAS Regulatory Liaison is responsible for the ... relationships effectively with the various regulatory agencies. This includes tracking all..

 
Company
Location
Santa Cruz, CA
Posted Date
Jul 20, 17
Info Source
Employer  - Full-Time   

Security Compliance Manager at Looker Santa Cruz, CA, US Apply for this job WHO WE ARE Looker is on a mission to bring better insights and data-driven decisions to every business. ..

 
Location
Fort Worth, TX
Posted Date
Jul 20, 17
Info Source
Employer  - Full-Time   

Regulatory Compliance Leader in Fort Worth ... in Fort Worth Texas The Regulatory Compliance Leader is responsible for ... is responsible for managing on-going regulatory compliance initiatives including: Providing data..

 
Job title
GRANTED JOB
Location
Memphis, TN
Posted Date
Jul 20, 17
Info Source
Employer  - Full-Time   

Reporting to the Chief Compliance Officer for the Dual Registered Broker Dealer, this position works on the 2nd line of compliance testing team. Duties & Responsibilities: • Development of the risk ..

 
Location
New York City, NY
Posted Date
Jul 20, 17
Info Source
Employer  - Full-Time   

Corporate Compliance - Antitrust Compliance - Vice President','170075367','!*!JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with operations in more than 60 countries. The firm is a ..

 
Company
Location
Durham, NC
Posted Date
Jul 20, 17
Info Source
Employer  - Full-Time   

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